-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RmRIgB1zCgSECSUFeEsKyNRyIUpD67VO8d3r/75E4dRmmoBnaK2Lip1cEw+3Zf9X MqIJlBTpujCK3hur2+OfTw== 0000950135-04-000703.txt : 20040213 0000950135-04-000703.hdr.sgml : 20040213 20040213091045 ACCESSION NUMBER: 0000950135-04-000703 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAPIENT CORP CENTRAL INDEX KEY: 0001008817 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 043130648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49683 FILM NUMBER: 04594871 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENBERY JERRY A CENTRAL INDEX KEY: 0001031529 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMORIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6176210200 MAIL ADDRESS: STREET 1: SAPIENT CORPORATION STREET 2: ONE MEMONIAL DR CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G/A 1 b49494jgsc13gza.txt JERRY A. GREENBERG UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 7)(1) Sapient Corporation ------------------- (Name of Issuer) Common Stock, par value $.01 per share -------------------------------------- (Title of Class of Securities) 803062 10 8 ----------- (CUSIP Number) December 31, 2003 ----------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) (1)The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 803062 10 8 Page 2 of 6 Pages 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Jerry A. Greenberg - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 16,956,304 shares ----------------------------------------------------------------- 6 SHARED VOTING POWER 479,137 shares (consists of 479,137 shares held by The Jerry NUMBER A. Greenberg Charitable Foundation, of which Mr. Greenberg OF is a co-trustee) SHARES ----------------------------------------------------------------- BENEFICIALLY 7 SOLE DISPOSITIVE POWER OWNED BY 16,956,304 shares EACH ----------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER PERSON 2,707,828 shares (consists of 2,130,030 shares held by The WITH Jerry A. Greenberg Remainder Trust 1996, 98,661 shares held by The Jerry A. Greenberg Charitable Lead Annuity Trust - 2000 and 479,137 shares held by The Jerry A. Greenberg Charitable Foundation. Mr. Greenberg is a co-trustee of each of these trusts.) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Mr. Greenberg has or shares voting or investment control over 19,664,132 shares (includes 2,130,030 shares held by The Jerry A. Greenberg Remainder Trust 1996, 98,661 shares held by The Jerry A. Greenberg Charitable Lead Annuity Trust - 2000 and 479,137 shares held by The Jerry A. Greenberg Charitable Foundation. Mr. Greenberg disclaims beneficial ownership of the shares held by the trusts except to the extent of his proportionate pecuniary interest therein.) Mr. Greenberg is the beneficiary of The Jerry A. Greenberg Qualified Annuity Trust-2002 (which holds 775,792 shares) and The Jerry A. Greenberg GRAT-2002 (which holds 929,106 shares), both of which are grantor retained annuity trusts. Mr. Greenberg is not a trustee of either trust, nor does he have or share voting or dispositive control over the shares held by the trusts. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 16.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- CUSIP NO. 803062 10 8 Page 3 of 6 Pages Item 1(a) Name of Issuer: Sapient Corporation Item 1(b) Address of Issuer's Principal Executive Office: One Memorial Drive Cambridge, Massachusetts 02142 Item 2(a) Name of Person Filing: Jerry A. Greenberg Item 2(b) Address of Principal Business Office or, if none, Residence: Jerry A. Greenberg c/o Sapient Corporation One Memorial Drive Cambridge, MA 02142 Item 2(c) Citizenship: Mr. Greenberg is a citizen of the United States of America. Item 2(d) Title of Class of Securities: Common Stock, $.01 par value per share. Item 2(e) CUSIP Number: 803062 10 8 Item 3 Description of Person Filing: Not applicable CUSIP NO. 803062 10 8 Page 4 of 6 Pages Item 4 Ownership: (a) Amount Beneficially Owned: Mr. Greenberg has or shares voting or investment control over 19,664,132 shares (includes 2,130,030 shares held by The Jerry A. Greenberg Remainder Trust 1996, 98,661 shares held by The Jerry A. Greenberg Charitable Lead Annuity Trust - 2000 and 479,137 shares held by The Jerry A. Greenberg Charitable Foundation. Mr. Greenberg is a trustee of each of these trusts). Mr. Greenberg disclaims beneficial ownership of the shares held by these trusts except to the extent of his proportionate pecuniary interest therein. Mr. Greenberg is the beneficiary of The Jerry A. Greenberg Qualified Annuity Trust-2002 (which holds 775,792 shares) and The Jerry A. Greenberg GRAT-2002 (which holds 929,106 shares), both of which are grantor retained annuity trusts. Mr. Greenberg is not a trustee of either trust, nor does he have or share voting or dispositive power over the shares held by the trusts. (b) Percent of Class: Mr. Greenberg has or shares voting or investment control over shares representing 16.1% of the issuer's outstanding common stock. (c) Number of shares as to which person has: (i) sole power to vote or to direct the vote: Mr. Greenberg has the sole power to vote or direct the vote of 16,956,304 shares. (ii) shared power to vote or to direct the vote: Mr. Greenberg has shared power to vote or to direct the vote of 479,137 shares held by The Jerry A. Greenberg Charitable Foundation, of which Mr. Greenberg is a co-trustee. (iii) sole power to dispose or to direct the disposition of: Mr. Greenberg has sole power to dispose or to direct the disposition of 16,956,304 shares. (iv) shared power to dispose or to direct the disposition of: Mr. Greenberg has shared power to dispose or to direct the disposition of 2,707,828 shares (consists of 2,130,030 shares held by The Jerry A. Greenberg Remainder Trust 1996, 98,661 shares held by The Jerry A. Greenberg Charitable Lead Annuity Trust - 2000 and 479,137 shares held by The Jerry A. Greenberg Charitable Foundation. Mr. Greenberg is a co-trustee of each of these trusts.) Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Members of Mr. Greenberg's family are the beneficiaries of The Jerry A. Greenberg Remainder Trust 1996. Charitable organizations are the beneficiaries of The Jerry A. Greenberg Charitable Lead Annuity Trust-2000 and The Jerry A. Greenberg Charitable Foundation. CUSIP NO. 803062 10 8 Page 5 of 6 Pages Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: Not applicable CUSIP NO. 803062 10 8 Page 6 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 11, 2004 /s/ Jerry A. Greenberg --------------------------------- Jerry A. Greenberg -----END PRIVACY-ENHANCED MESSAGE-----